Investment Policy Statements

Investment Policy Statements

Railroad Street Wealth Management, LLC ("Railroad Street") believes our most important duty as a fiduciary for our clients is the creation, adherence to and monitoring of our client's Investment Policy Statement. We develop a clearly defined document that is the foundation that guides our decision making process based on the five tactical portfolio models offered by the firm.  Our investment methodology is rules-based and is clearly communicated in writing. The Investment Policy Statement provides an effective channel of communication between Railroad Street and our clients.

Railroad Street Investment Policy Statements have five components:

  • Account information and summary of investor circumstances.
  • Investment objectives, time horizon and risk attitudes.
  • Permissible asset classes, constraints and restrictions.
  • Asset allocation ranges.
  • Monitoring, reporting and control procedures.

Signing and returning the Investment Policy Statement will let Railroad Street know you concur with its contents. It is not a contract , and is not required to make trades in your account. It is only meant to be a summary of our agreed upon portfolio management methodology.

 

 

Railroad Street Wealth Management, LLC ("Railroad Street") is a Registered Investment Advisor ("RIA"), located in the State of Maryland. Railroad Street provides asset management and related services for clients nationally. Railroad Street will file and maintain all applicable licenses as required by the various state securities boards, as applicable. Railroad Street renders individualized responses to persons in a particular state only after complying with all the regulatory requirements, or pursuant to an applicable state exemption or exclusion.

This web site is intended to provide general information about Railroad Street. It is not intended to offer investment advice. Information regarding investment products or services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. Railroad Street does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.

Railroad Street will provide all prospective clients with a copy of our current Form ADV Part 2A ("Disclosure Brochure") and form ADV Part 2B ("Brochure Supplement") prior to commencing an Advisory relationship. Existing clients will receive a copy on an annual basis. You may Contact Us at railroadstreetwm.com to request a hardcopy of our Disclosure Brochure.

If you have any questions regarding Compliance and Regulatory information, please Contact Us at railroadstreetwm.com.

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